BOUNTIFUL INVESTMENT MANAGEMENT LLC of RUMFORD, RI is an SEC-registered investment adviser (CRD 281437). Regulatory assets under management: $160.5M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Manuel Raposa Rezendes | MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| Joshua Jon Wells | MANAGING MEMBER | — |
| REZENDES MANUEL RAPOSA | MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| WELLS JOSHUA JON | MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-02-08 | regulatory | TWO INDEPENDENT CONTRACTORS OF EUCLID FINANCIAL SERVICES, LLC, WHO WERE ONLY LICENSED AS INSURANCE PRODUCERS AND NOT INVESTMENT ADVISER REPRESENTATIVES, ALLEGEDLY RECOMMENDED THAT A CUSTOMER ROLLOVER THE VALUE OF THE CUSTOMER'S 403(B) RETIREMENT ACCOUNT (WHICH INCLUDED STOCKS AND BONDS) TO PURCHASE… | Final | $25K |
| 2022-02-08 | civil | TWO INDEPENDENT CONTRACTORS OF EUCLID FINANCIAL SERVICES, LLC, WHO WERE ONLY LICENSED AS INSURANCE PRODUCERS AND NOT INVESTMENT ADVISER REPRESENTATIVES, ALLEGEDLY RECOMMENDED THAT A CUSTOMER ROLLOVER THE VALUE OF THE CUSTOMER'S 403(B) RETIREMENT ACCOUNT (WHICH INCLUDED STOCKS AND BONDS) TO PURCHASE… | Final | $25K |