GULF INTERNATIONAL BANK (UK) LIMITED of LONDON is an SEC-registered investment adviser (CRD 281609). Regulatory assets under management: $5.0B.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| David John Maskall | CHIEF OPERATING OFFICER | — |
| Katherine Lucy Garrett-Cox | CHIEF EXECUTIVE OFFICER | — |
| Louise Elizabeth Oades | CHEIF LEGAL & COMPLIANCE OFFICER; HEAD OF LEGAL | — |
| Ralph Mcgregor Campbell | CHIEF FINANCIAL OFFICER | — |
| Sophie Nathalie Echeverria | CHIEF RISK AND COMPLIANCE OFFICER | — |
| GARRETT-COX KATHERINE LUCY | CHIEF EXECUTIVE OFFICER | — |
| CAMPBELL RALPH MCGREGOR | CHIEF FINANCIAL OFFICER | — |
| WATTS MARK | CEO | — |
| SUTTON RHODERICK GRANT | CCO | — |
| MASKALL DAVID JOHN | CHIEF OPERATING OFFICER; COO | — |
| HARDING JENNIFER ANN | HEAD OF LEGAL | — |
| ANTHONY JULIAN PETER | CFO | — |
| OADES LOUISE ELIZABETH | HEAD OF LEGAL | — |
| Al-Helaissi Abdulaziz Abdulrahman | CEO | — |
| ALLARD GAVIN JAMES | CHIEF COMPLIANCE OFFICER | — |
| Echeverria Sophie Nathalie | CHIEF RISK AND COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-12-12 | regulatory | IN DECEMBER 2024, JP MORGAN, OUR US$ CORRESPONDENT BANK, BLOCKED AND REPORTED TO OFAC A PAYMENT TO AN INDIVIDUAL OF USD2,200 DUE TO A SUPPOSED BREACH OF IRANIAN SANCTIONS REGULATIONS. OUR INTERNAL INVESTIGATIONS HAVE CONCLUDED THAT THERE WAS NO SANCTIONS BREACH. THIS PAYMENT WENT DIRECTLY TO A NIGER… | Pending | — |
| 2023-01-18 | regulatory | A PAYMENT INSTRUCTION WAS RECEIVED FROM OUR NON-US CLIENT TO PAY A SALARY TO AN INDIVIDUAL IN KYRGYZSTAN AT A LOCAL BANK, VALUE USD5638.64. WHEN PROCESSING THIS TRANSACTION WE SELECTED SBERBANK AS THEIR CORRESPONDENT BANK TO EFFECT USD PAYMENTS. WE WERE LATER NOTIFIED BY HSBC, OUR USD CORRESPONDENT… | Pending | — |
| 2022-11-18 | regulatory | OUR NON-US CLIENT INSTRUCTED US TO MAKE A PAYMENT TO AN INDIVIDUAL IN AFGHANISTAN AS PART OF THEIR SCHOLARSHIP PROGRAM FOR US$927.50 FOR VALUE 3 AUGUST. WITHIN THEIR PAYMENT INSTRUCTION WAS INCLUDED AN INTERMEDIARY BANK, CITIBANK AND AN ACCOUNT NUMBER 36313578. GIB(UK) MADE THE PAYMENT AS INSTRUCTED… | Pending | — |
| 2022-11-18 | regulatory | OUR NON-US CLIENT INSTRUCTED US TO MAKE A PAYMENT TO AN INDIVIDUAL IN AFGHANISTAN AS PART OF THEIR SCHOLARSHIP PROGRAM FOR USD927.50 FOR VALUE 3RD AUGUST. WITHIN THEIR PAYMENT INSTRUCTION WAS INCLUDED AN INTERMEDIARY BANK, CITIBANK AND AN ACCOUNT NUMBER 36313578. WE MADE THE PAYMENT AS INSTRUCTED BY… | Pending | — |
| 2014-05-23 | regulatory | GIB(UK) WAS INSTRUCTED BY A NON-US CLIENT TO MAKE FIVE PAYMENTS IN US DOLLARS (US$124, 000 IN TOTAL) TO AN ACCOUNT IN TURKEY HELD BY A MULTI-JURISDICTIONAL ENTITY. GIB(UK) WAS NOT AWARE AT THE TIME THESE PAYMENTS WERE MADE THAT THE ENTITY WAS HEADQUARTERED IN IRAN. PAYMENT INSTRUCTIONS GAVE NO INDIC… | Pending | — |