SMITH ADVISORY

SMITH ADVISORY is an SEC-registered investment adviser (CRD 281663). Regulatory assets under management: $7.0M.

Registration

• CRD: 281663
• Type: Registered investment adviser
• Phone: 925.212.2696
• Latest filing: 2026-03-02
• Regulatory AUM: $7.0M
• Discretionary AUM: $7.0M
• Clients: 1
• Accounts: 4

Business model

Compensation: % of AUM.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 281663 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search