SWS PARTNERS, LLC of COLUMBUS, OH is an SEC-registered investment adviser (CRD 281838). Regulatory assets under management: $442.6M.
Compensation: % of AUM, Fixed, Performance.
Clients served: Individuals, High net worth, Pooled vehicles, Charities, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Philip Eugene Kessler | MANAGING PARTNER | Columbus, OH |
| Kristin Lynne Prieur | CHIEF COMPLIANCE OFFICER | — |
| James Franklin Parker | MANAGING PARTNER | — |
| SADZEWICZ GERY JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| PAYNE THOMAS LEE | CHIEF COMPLIANCE OFFICER; INTERIM CHIEF COMPLIANCE OFFICER | — |
| PARKER JAMES FRANKLIN | MANAGING PARTNER; MEMBER | — |
| CAVICCHIA CRAIG | MEMBER | — |
| STAFFORD MICHAEL BRENNAN | MEMBER | — |
| KESSLER PHILIP EUGENE | MANAGING PARTNER; MEMBER | — |
| PRIEUR KRISTIN LYNNE | CHIEF COMPLIANCE OFFICER | — |
| Solomon Fatina | CHIEF COMPLIANCE OFFICER | — |
Private Equity Fund: 9 · Hedge Fund: 1
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| SWS ALTERNATIVE FUND I | Private Equity Fund | Ohio | 7 | $2.4M | $250K |
| SWS ALTERNATIVE INVESTMENT FUND IV | Private Equity Fund | Ohio | 5 | $2.3M | $250K |
| SWS ALTERNATIVE INVESTMENT FUND V LLC | Private Equity Fund | Ohio | 5 | $1.8M | $250K |
| SWS ALTERNATIVE INVESTMENT FUND II | Private Equity Fund | Ohio | 9 | $1.6M | $250K |
| SWS ALTERNATIVE INVESTMENT FUND III | Private Equity Fund | Ohio | 7 | $1.4M | $250K |
| SWS ALTERNATIVE INVESTMENT FUND V LLC SERIES B | Private Equity Fund | Ohio | 8 | $850K | $250K |
| SWS ALTERNATIVE INVESTMENT FUND VI LLC | Private Equity Fund | Ohio | 3 | $850K | $250K |
| SWS ALTERNATIVE INVESTMENT FUND VII | Private Equity Fund | Ohio | 8 | $720K | $250K |
| SWS ALTERNATIVE INVESTMENT FUND V LLC SERIES C | Private Equity Fund | Ohio | 5 | $500K | $50K |
| VECTOR EDGE FUND | Hedge Fund | Ohio | 1 | $250K | $250K |