SWS PARTNERS, LLC of COLUMBUS, OH is an SEC-registered investment adviser (CRD 281838). Regulatory assets under management: $442.6M.
Compensation: % of AUM, Fixed, Performance.
Clients served: Individuals, High net worth, Pooled vehicles, Charities, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Philip Eugene Kessler | MANAGING PARTNER | Columbus, OH |
| Kristin Lynne Prieur | CHIEF COMPLIANCE OFFICER | — |
| James Franklin Parker | MANAGING PARTNER | — |
| SADZEWICZ GERY JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| PAYNE THOMAS LEE | CHIEF COMPLIANCE OFFICER; INTERIM CHIEF COMPLIANCE OFFICER | — |
| PARKER JAMES FRANKLIN | MANAGING PARTNER; MEMBER | — |
| CAVICCHIA CRAIG | MEMBER | — |
| STAFFORD MICHAEL BRENNAN | MEMBER | — |
| KESSLER PHILIP EUGENE | MANAGING PARTNER; MEMBER | — |
| PRIEUR KRISTIN LYNNE | CHIEF COMPLIANCE OFFICER | — |
| Solomon Fatina | CHIEF COMPLIANCE OFFICER | — |