PROSPERITY ROAD, LLC

PROSPERITY ROAD, LLC of SANTA ANA, CA is an SEC-registered investment adviser (CRD 281894). Regulatory assets under management: $172.3M.

Registration

• CRD: 281894
• SEC file number: 801-118900
• Type: Registered investment adviser
• Location: 12341 NEWPORT AVENUE, STE. A-100, SANTA ANA, CA, 92705
• Phone: (714) 241-0212
• Latest filing: 2026-03-10
• Regulatory AUM: $172.3M
• Discretionary AUM: $169.0M
• Non-discretionary AUM: $3.3M
• Clients: 3
• Accounts: 181

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions, Charities.

Officers, owners & control persons (4)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 281894 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search