AZ APICE CAPITAL MANAGEMENT LLC of MIAMI, FL is an SEC-registered investment adviser (CRD 281973). Regulatory assets under management: $375.8M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Massimo Guiati | MANAGER | New York, NY |
| Carlos Javier Gonzalez | CCO | — |
| Maria Grazia Sonzogni | MANAGER | — |
| Marita Sobiglia Freddi | MANAGER | — |
| Bruno Colaco Gorgatti | MEMBER, MANAGING PARTNER | — |
| Walter Jose Alves | MANAGING PARTNER | — |
| Giuseppe Nmn Perrucci | MANAGER | — |
| GONZALEZ STAWINSKI CARLOS JAVIER | CCO | — |
| BRITO ROBERT M | CHIEF COMPLIANCE OFFICER | — |
| ROCK PIERGIACOMO | MEMBER, CEO / CCO; MEMBER, MANAGING PARTNER | — |
| BLEI GABRIELE ROBERTO | MANAGER | — |
| BARENGHI DAVIDE ARIETTO | MANAGER | — |
| FREDDI MARITA SOBIGLIA | MANAGER | — |
| SONZOGNI MARIA GRAZIA | MANAGER | — |
| GORGATTI BRUNO COLACO | MEMBER, MANAGING PARTNER | — |
| ALVES WALTER JOSE | CHIEF COMPLIANCE OFFICER, MANAGING PARTNER; MANAGING PARTNER; MEMBER, MANAGING PARTNER | — |
| BARENGHI DAVIDE A | MANAGER | — |
| FREDDI MARITA S | MANAGER | — |
| SONZOGNI MARIA G | MANAGER | — |
| Perrucci Giuseppe | MANAGER | — |
| PERRUCCI GIUSEPPE NMN | MANAGER | — |
| Guiati Massimo | MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-09-09 | regulatory | THE SEC FOUND THAT FOR A SPECIFIC PERIOD OF TIME AZ APICE DISSEMINATED IN THEIR WEBSITE, TO A MASS AUDIENCE, STATEMENTS THAT WERE FOUND TO BE MISLEADING. SPECIFICALLY, STATEMENTS THAT CONTAINED LANGUAGE THAT ASSERTED THAT AZ APICE WAS "CONFLICT FREE" OR "FREE FROM CONFLICTS". AS A RESULT, AZ APICE V… | Final | $75K |