MANDALA WEALTH MANAGEMENT, LLC

MANDALA WEALTH MANAGEMENT, LLC is an SEC-registered investment adviser (CRD 282151). Regulatory assets under management: $21.2M.

Registration

• CRD: 282151
• SEC file number: 801-107039
• Type: Registered investment adviser
• Phone: 415-633-6804
• Latest filing: 2026-01-28
• Regulatory AUM: $21.2M
• Discretionary AUM: $20.0M
• Non-discretionary AUM: $1.2M
• Clients: 1
• Accounts: 30

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth, Investment cos.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 282151 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search