FEDERAL PREP ADVISORS, INC. of BOHEMIA, NY is an SEC-registered investment adviser (CRD 282663). Regulatory assets under management: $80.1M.
Compensation: % of AUM.
Clients served: High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Scott Paul Reckamp | CHIEF COMPLIANCE OFFICER | — |
| Michael Andrew Kerper | CHAIRMAN/CEO | — |
| Sander Ressler | CHIEF COMPLIANCE OFFICER | — |
| KERPER MICHAEL ANDREW | CHAIRMAN/CEO; CHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER | — |
| Ressler Sander | CHIEF COMPLIANCE OFFICER | — |
| Andrew Leonard Kerper | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-09-26 | regulatory | THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE, AND HEREBY ARE, INSTITUTED AGAINST FEDERAL PREP ADVISORS, INC. AND MICHAEL KERPER (COLLECTIVELY "RESPONDENTS"). IN ANTICIPATION OF THE… | Final | $200K |