STEWARD PARTNERS INVESTMENT ADVISORY, LLC of STAMFORD, CT is an SEC-registered investment adviser (CRD 283004). Regulatory assets under management: $36.7B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Joseph S Faber | CHIEF FINANCIAL OFFICER | — |
| Macgregor Maitland | CHIEF RISK OFFICER | — |
| Robert John Guldner | CHIEF COMPLIANCE OFFICER | — |
| Jeani Theresa Winterbourne | PRESIDENT | — |
| Debra Volland Achkire | COUNSEL; GENERAL COUNSEL | — |
| Peter Eric Ruhlin | CHIEF LEGAL OFFICER | — |
| MAURER MICHAEL PATRICK | CHAIRMAN; ELECTED MANAGER | — |
| WINTERBOURNE JEANI THERESA | PRESIDENT; PRESIDENT AND CHIEF OPERATIONS OFFICER | — |
| WAY GEORGE MICHAEL | CHIEF FINANCIAL OFFICER | — |
| GULDNER ROBERT JOHN | CHIEF COMPLIANCE OFFICER | — |
| MOCCIA-CUNHA CORINNE MARIE | CHIEF COMPLIANCE OFFICER | — |
| GOLD JAMES MATTHEW | CHIEF EXECUTIVE OFFICER; ELECTED MANAGER | — |
| SAPORTA HY JAMIE | CHIEF OPERATING OFFICER; ELECTED MANAGER; PRESIDENT AND CHIEF OPERATING OFFICER | — |
| MAITLAND MACGREGOR | CHIEF RISK OFFICER | — |
| KENTFIELD DOUGLAS EDWARDS | PRESIDENT | — |
| RUHLIN PETER ERIC | CHIEF LEGAL OFFICER | — |
| FABER JOSEPH S | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |