LIFESTYLE FREEDOM ADVISORY GROUP, LLC of BRADENTON, FL is an SEC-registered investment adviser (CRD 283512). Regulatory assets under management: $156.8M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Other.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| David Fink | MANAGING MEMBER | Los Angeles, CA |
| Timothy Hockenhull Daley | CHIEF OPERATIONS OFFICER; MEMBER | — |
| John Russell Daley | CHIEF COMPLIANCE OFFICER; TRUSTEE | — |
| Beverly H Daley | TRUSTEE | — |
| David Richard Fink | MANAGING MEMBER | — |
| Beverly Hockenhull Daley | TRUSTEE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-10-29 | regulatory | FAILURE TO REGISTER CT BRANCH OFFICE AND UNREGISTERED ACTIVITY OF AN INVESTMENT ADVISOR REPRESENTATIVE. | Final | $8K |