HPE CAPITAL MANAGEMENT II, LLC of CINCINNATI, OH is an SEC-registered investment adviser (CRD 283607). Regulatory assets under management: $840.5M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Philip George Riola | CHIEF COMPLIANCE OFFICER | — |
| Mark John Hauser | PARTNER/MEMBER | — |
| Paul Michael Swanson | PARTNER/MEMBER | — |
| Jason Matthew Wehby | CONTRACT, PART-TIME, CFO | — |
| SWANSON DAVID MICHAEL | PARTNER/MEMBER | — |
| HAUSER MARK JOHN | PARTNER/MEMBER | — |
| NEU JR ROBERT WAYNE | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | — |
| RIOLA PHILIP GEORGE | CHIEF COMPLIANCE OFFICER | — |
| WEHBY JASON MATTHEW | CONTRACT, PART-TIME, CFO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-08-21 | criminal | MR. HAUSER HAS PLED GUILTY TO CONSPIRING WITH OTHERS TO USE BRIBERY AND OTHER FORMS OF FRAUD TO FALSIFY ACT TEST SCORES TO FACILITATE THE ADMISSION OF HIS DAUGHTER TO COLLEGES AND UNIVERSITIES WITHIN THE DISTRICT OF MASSACHUSETTS AND ELSEWHERE. | Final | — |