GQG PARTNERS LLC of FORT LAUDERDALE, FL is an SEC-registered investment adviser (CRD 283720). Regulatory assets under management: $163.9B.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Timothy Jacob Carver | CHIEF EXECUTIVE OFFICER | Fort Lauderdale, FL |
| Rajiv Jain | CHIEF INVESTMENT OFFICER; MEMBER | Fort Lauderdale, FL |
| Salvatore DiGangi | CHIEF COMPLIANCE OFFICER | Fort Lauderdale, FL |
| Frederick Harrison Sherley | GENERAL COUNSEL | — |
| Charles Robert Falck | CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER; DEPUTY CHIEF FINANCIAL OFFICER | — |
| Todd J Lafountaine | CHIEF OPERATING OFFICER | — |
| Melodie Brasher Zakaluk | CHIEF FINANCIAL OFFICER | — |
| GRISWOLD JOHN DAVID | CHIEF COMPLIANCE OFFICER | — |
| JAIN RAJIV | CHIEF INVESTMENT OFFICER; MEMBER | — |
| LYONS GREGORY JOHN | GENERAL COUNSEL | — |
| ZAKALUK MELODIE BRASHER | CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER | — |
| CARVER TIMOTHY JACOB | CHIEF EXECUTIVE OFFICER | — |
| CHMURA SUZANNE G | CHIEF COMPLIANCE OFFICER | — |
| FALCK CHARLES ROBERT | CHIEF OPERATING OFFICER | — |
| DIGANGI SALVATORE | CHIEF COMPLIANCE OFFICER | — |
| SHAOUL RALPH ABRAHAM | CHIEF COMPLIANCE OFFICER | — |
| BACHMAN GARY J | CHIEF FINANCIAL OFFICER | — |
| SHERLEY FREDERICK HARRISON | GENERAL COUNSEL | — |
| JAIN LATIKA | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-09-26 | regulatory | ON SEPTEMBER 26, 2024, GQG PARTNERS LLC ("GQG"), ENTERED INTO A SETTLEMENT WITH THE SECURITIES AND EXCHANGE COMMISSION ("SEC") RESULTING IN THE SEC ISSUING AN ADMINISTRATIVE ORDER (THE "ORDER") THAT REQUIRED GQG TO PAY A CIVIL MONETARY PENALTY IN THE AMOUNT OF $500,000. GQG CONSENTED TO THE ENTRY OF… | Final | $500K |