NUVEEN MANAGEMENT AIFM LIMITED of LONDON is an SEC exempt reporting adviser (CRD 283854).
| Name | Role | Location |
|---|---|---|
| Duncan David Morton | DIRECTOR | — |
| Ramsay Mahmoud Nafa | HEAD OF COMPLIANCE AND OPERATIONAL RISK, EMEA AND APAC | — |
| Michael Lawson Sales | DIRECTOR & CEO | — |
| Raymond John Adderley | DIRECTOR | — |
| Michael Hugh Neal | DIRECTOR | — |
| HALL TRACEY MICHELLE | CHIEF COMPLIANCE OFFICER | — |
| NAFA RAMSAY MAHMOUD | HEAD OF COMPLIANCE AND OPERATIONAL RISK, EMEA AND APAC; HEAD OF COMPLIANCE - EMEA & APAC | — |
| Kulczycki Peter Simon | HEAD OF RISK | — |
| adderley Raymond John | DIRECTOR | — |
| Sales Michael Lawson | DIRECTOR & CEO | — |
| Throssell Colin Paul | DIRECTOR & CFO | — |
| Griffiths Mark | DIRECTOR | — |
| Friend Andrew Richard | DIRECTOR | — |
| meredith mark victor | SENIOR COMPLIANCE MANAGER | — |
| Neal Michael Hugh | DIRECTOR | — |
| mclennan ainslie NMN | DIRECTOR | — |
| Morton Duncan David | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-03-02 | regulatory | THE ALLEGED VIOLATIONS INCLUDED THE FOLLOWING: FAILURE TO PROVIDE THE "NOTICE OF AVAILABILITY OF THE DEPARTMENT OF INSURANCE" AND FAILURE TO PROVIDE BENEFICIARIES WITH A REASONABLE WRITTEN EXPLANATION OF DELAY OF CLAIM PAYMENT BEYOND 45 DAYS, AS REQUIRED BY SECTION 50 ILL. ADM. CODE 919.70(A)(2); AN… | Final | $18K |
| 2016-03-17 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF NEW YORK INSURANCE LAWS | Final | $18K |
| 2014-06-30 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF CONNECTICUT INSURANCE LAWS | Final | $2K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| UK OUTLET MALL PARTNERSHIP LP | Real Estate Fund | United Kingdom | 11 | $8.1M | $6.5M |