HALL TRACEY MICHELLE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HALL TRACEY MICHELLE appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NUVEEN MANAGEMENT AIFM LIMITED | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | PUTNAM INVESTMENTS LIMITED | COMPLIANCE OFFICER - LONDON | LONDON |
| — | Form ADV | KITANO CAPITAL, LLC | CHIEF COMPLIANCE OFFICER | DALLAS, TX |