MAN GLOBAL PRIVATE MARKETS (USA) INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 284066). Regulatory assets under management: $988.2M.
Compensation: % of AUM, Fixed, Performance.
Clients served: Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Eric Galip Burl | HEAD OF DISCRETIONARY | New York, NY |
| Nadine Nmn Le Gall | HEAD OF COMPLIANCE AMERICAS | — |
| Gregory Carl Bond | PRESIDENT; DIRECTOR | — |
| Brian Patrick Doohan | CHIEF COMPLIANCE OFFICER | — |
| Nancy Ellen Lynch | SECRETARY; DIRECTOR | — |
| Steven Peter Desmyter | PRESIDENT, MAN GROUP | — |
| Katherine Elizabeth Squire | VICE PRESIDENT; DIRECTOR | London, X0 |
| Anthony Cazazian | PRESIDENT; DIRECTOR | — |
| LE FUR GUILLAUME NMN | CHIEF COMPLIANCE OFFICER; HEAD OF COMPLIANCE AMERICAS | — |
| DOOHAN BRIAN PATRICK | CHIEF COMPLIANCE OFFICER | — |
| BURL ERIC GALIP | HEAD OF DISCRETIONARY; PRESIDENT; PRESIDENT; DIRECTOR (+1 more) | — |
| HANNA ROBERT RICHARD | VICE PRESIDENT; VICE PRESIDENT; DIRECTOR | — |
| KUCKELMAN SOLOMON EDMUND | SECRETARY; SECRETARY; DIRECTOR | — |
| LYNCH NANCY ELLEN | SECRETARY; DIRECTOR | — |
| BARMAN PETTERI BERNHARD | CIO | — |
| HARDING INNES LIAM | COO; COO, CCO | — |
| SYRJANEN MIKKO VALTTERI | CRO, CEO | — |
| HAMILTON DOUGLAS WINTER | VICE PRESIDENT; DIRECTOR | — |
| FOEHRENBACH JENS NMN | PRESIDENT; DIRECTOR | — |
| GALLIAS DAVID ANSELM | TREASURER | — |
| KASPER MICHAEL ALEXANDER | PRESIDENT; DIRECTOR | — |
| CAZAZIAN ANTHONY | PRESIDENT; DIRECTOR; VICE PRESIDENT; DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-02-12 | regulatory | ON APRIL 7, 2021, MAN GROUP PLC ("MAN"), AN ADVISORY AFFILIATE OF MAN GLOBAL PRIVATE MARKETS (USA) INC, BASED IN LONDON, U.K., AGREED TO PAY A FINE OF EURO 240,000 TO THE COMISION NACIONAL DEL MERCADO DE VALORES (THE "CNMV"), PURSUANT TO A SETTLED RESOLUTION, IN CONNECTION WITH THE CNMV'S FINDINGS T… | Final | — |