OLD PEAK LIMITED

OLD PEAK LIMITED of WANCHAI is an SEC-registered investment adviser (CRD 284472). Regulatory assets under management: $1.3B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (11)

NameRoleLocation
John ZwaanstraCHIEF INVESTMENT OFFICER/ DIRECTOR; SHAREHOLDERWanchai, K3
Michael William MooreDIRECTORIRVINE, CA
John Vaughn PridjianCHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER/ CHIEF OPERATING OFFICER / DIRECTOR
Eric Tsun SzetoDIRECTOR
MOORE NICHOLAS WILLIAMDIRECTOR
PRIDJIAN JOHN VAUGHNCHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER/ DIRECTOR; CHIEF FINANCIAL OFFICER / DIRECTOR
ZWAANSTRA JOHNCHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER/ DIRECTOR; SHAREHOLDER
LEONG VUI LINGCHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / DIRECTOR
BOLITHO OLIVER ROBERT MORGANCHIEF EXECUTIVE OFFICER
LUK TERENCEDIRECTOR
SZETO ERIC TSUNDIRECTOR

Disclosures (4)

InitiatedTypeAllegationsStatusAmount
2019-08-09criminalFinal

Private funds (3)

FundTypeFormedOwnersGross asset valueMin investment
OP MASTER FUND LTD.Hedge FundCayman Islands6$407.2M$5.0M
PCM LPHedge FundBritish Virgin Islands3$278.4M$5.0M
PENTA JAPAN VALUE FUND LPHedge FundBritish Virgin Islands21$252.5M$1.0M

Fund service providers (2)

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