SIMPLICITY FINANCIAL, LLC

SIMPLICITY FINANCIAL, LLC of MILWAUKEE, WI is an SEC-registered investment adviser (CRD 284578). Regulatory assets under management: $8.0M.

Registration

• CRD: 284578
• Type: Registered investment adviser
• Location: 342 N WATER STREET, MILWAUKEE, WI, 53202
• Phone: (414) 207-6473
• Latest filing: 2026-01-22
• Regulatory AUM: $8.0M
• Discretionary AUM: $8.0M
• Clients: 1
• Accounts: 79

Business model

Compensation: % of AUM, Fixed, Other.

Clients served: Individuals, High net worth, Pensions, Charities, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 284578 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search