FORGE GLOBAL ADVISORS LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 284722). Regulatory assets under management: $2.5B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Shilpi McGrath | CHIEF COMPLIANCE OFFICER | San Francisco, CA |
| GEORGE GRANT | CHIEF COMPLIANCE OFFICER; PRINCIPAL, MANAGING DIRECTOR | SAN FRANCISCO, CA |
| Grant A George | PRINCIPAL, MANAGING DIRECTOR | — |
| Vincent Charles Gubitosi | CO-PRESIDENT, ASSET AND WEALTH MANAGEMENT | — |
| Mark Evan Denatale | CO-PRESIDENT, ASSET AND WEALTH MANAGEMENT | — |
| DIGIGLIO JOSEPH ANDREW | CHIEF COMPLIANCE OFFICER | — |
| GEORGE CALVIN A | PRINCIPAL, MANAGING DIRECTOR | — |
| CHISOLM DENISE ANDREA | CHIEF COMPLIANCE OFFICER | — |
| Prasad Sohail | OWNER | — |
| Ramadurgam Samvit | OWNER | — |
| TEUTONICO JOHN-PAUL | CHIEF COMPLIANCE OFFICER | — |
| SETARO CHRISTOPHER MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| McGrath Shilpi | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-12-07 | regulatory | ON DECEMBER 6, 2016, THE SEC AND EQUIDATE, INC. (AS WELL AS ITS THEN WHOLLY OWNED SUBSIDIARY, EQUIDATE HOLDINGS LLC), AGREED TO SETTLE CHARGES THAT EQUIDATE, INC. AND EQUIDATE HOLDINGS LLC VIOLATED FEDERAL SECURITIES LAWS BY FAILING TO REGISTER SECURITY-BASED SWAPS THAT WERE OFFERED AND SOLD ONLINE… | Final | $80K |
| — | regulatory | — | — | — |
| — | criminal | — | — | — |
| — | civil | — | — | — |
Showing 15 of 122 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| FG-BLU, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | Delaware | 148 | $397.3M | $5K |
| FG-LRN, A SERIES OF FORGE INVESTMENTS, LLC | Private Equity Fund | Delaware | 85 | $380.5M | $5K |
| FG-ANO, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | Delaware | 102 | $222.5M | $5K |
| MCF ANDURIL LLC | Private Equity Fund | Delaware | 90 | $153.7M | $250K |
| MCF SPACEX-I LLC | Private Equity Fund | Delaware | 87 | $143.1M | $250K |
| FG-LHU, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | Delaware | 53 | $140.3M | $5K |
| FG-MBW, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | Delaware | 99 | $139.0M | $5K |
| MCF SPACEX LLC | Private Equity Fund | Delaware | 63 | $72.2M | $250K |
| FG-SMP, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | Delaware | 53 | $66.4M | $5K |
| FG-DGO, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | Delaware | 81 | $66.3M | $5K |
| FG-NAS, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | Delaware | 72 | $66.1M | $5K |
| FG-MHM, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | Delaware | 102 | $47.2M | $5K |
| FG-UBW, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | Delaware | 48 | $45.9M | $5K |
| FG-AGV, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | Delaware | 45 | $41.7M | $5K |
| FG-MXY, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | Delaware | 29 | $31.5M | $5K |