SHUM FINANCIAL GROUP, INC.

SHUM FINANCIAL GROUP, INC. of ALAMEDA, CA is an SEC-registered investment adviser (CRD 285426). Regulatory assets under management: $322.0M.

Registration

• CRD: 285426
• SEC file number: 801-110554
• Type: Registered investment adviser
• Location: 2205 HARBOR BAY PARKWAY, ALAMEDA, CA, 94502
• Phone: 510-748-7462
• Latest filing: 2026-02-23
• Regulatory AUM: $322.0M
• Discretionary AUM: $322.0M
• Clients: 4
• Accounts: 990

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Charities, Other.

Officers, owners & control persons (3)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 285426 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search