EFFECTIVE ASSETS, INC.

EFFECTIVE ASSETS, INC. is an SEC-registered investment adviser (CRD 285744). Regulatory assets under management: $165.1M.

Registration

• CRD: 285744
• SEC file number: 801-120391
• Type: Registered investment adviser
• Phone: 510-549-2525
• Latest filing: 2026-02-04
• Regulatory AUM: $165.1M
• Discretionary AUM: $160.0M
• Non-discretionary AUM: $5.2M
• Clients: 2
• Accounts: 410

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Charities, Corporations.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 285744 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search