BALLAST ADVISORS, LLC of WOODBURY, MN is an SEC-registered investment adviser (CRD 285991). Regulatory assets under management: $674.5M.
Compensation: % of AUM, Fixed, Commissions.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
| Name | Role | Location |
|---|---|---|
| William Henry Speacht | CHIEF COMPLIANCE OFFICER | — |
| Steven Andrew Schmidt | PRINCIPAL AND WEALTH ADVISOR; PRINCIPAL, WEALTH ADVISOR | — |
| Paul Louis Parnell | MANAGING PRINCIPAL AND WEALTH ADVISOR; PRINCIPAL AND WEALTH ADVISOR | — |
| Richard Gerard Gerczak | PRINCIPAL AND CHIEF COMPLIANCE OFFICER; PRINCIPAL, WEALTH ADVISOR, & CHIEF COMPLIANCE OFFICER | — |
| BERNSTEIN DANIEL ADAM | CHIEF COMPLIANCE OFFICER | — |
| SCHMIDT STEVEN ANDREW | MANAGING MEMBER; PRINCIPAL AND WEALTH ADVISOR | — |
| PARNELL PAUL LOUIS | MANAGING MEMBER; MANAGING PRINCIPAL AND WEALTH ADVISOR; PRINCIPAL AND WEALTH ADVISOR | — |
| GERCZAK RICHARD GERARD | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER; PRINCIPAL AND CHIEF COMPLIANCE OFFICER; PRINCIPAL, WEALTH ADVISOR, & CHIEF COMPLIANCE OFFICER | — |