CANDIDE GROUP, LLC of OAKLAND, CA is an SEC-registered investment adviser (CRD 286086). Regulatory assets under management: $123.6M.
Compensation: % of AUM, Fixed, Performance.
Clients served: High net worth, Pooled vehicles, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Simon Morgan | MANAGING MEMBER; MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | New York, NY |
| Aner Ben-Ami | MANAGING MEMBER; MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | CA, CA |
| Morgan Simon | MANAGING MEMBER; MANAGING MEMBER AND CCO | New Yorl, NY |
| George Earl Ashton | CHEIF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER | — |
| Hope Lynee Newsome | CHIEF COMPLIANCE OFFICER | — |
| NEWSOME HOPE LYNEE | CHIEF COMPLIANCE OFFICER | — |
| Ben-Ami Aner | MANAGING MEMBER | — |
| ASHTON GEORGE EARL | CHEIF EXECUTIVE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-05-15 | regulatory | THE DEPARTMENT OF BUSINESS OVERSIGHT ALLEGED THE FIRM ENGAGED IN INVESTMENT ADVISORY ACTIVITIES PRIOR TO HOLDING A INVESTMENT ADVISER CERTIFICATE ISSUED BY THE DEPARTMENT. | Final | $15K |