MUNAKATA ASSOCIATES LLC is an SEC-registered investment adviser (CRD 287936). Regulatory assets under management: $59.2M.
Compensation: % of AUM.
Clients served: High net worth, Other.
| Name | Role | Location |
|---|---|---|
| Ichiro Munakata | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| MUNAKATA ICHIRO | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-12-13 | regulatory | INADVERTENT VIOLATION OF THE CUSTODY RULE 206(4)-2 | Final | $50K |