ARC70 ADVISERS LP of BURLINGAME, CA is an SEC-registered investment adviser (CRD 288087). Regulatory assets under management: $2.0B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Denny Hou | MANAGER; PRINCIPAL | Burlingame, CA |
| Adrian Floro Garcia | MANAGER; PRINCIPAL | — |
| Matthew Anthony Cicchetti | DIRECTOR | — |
| Erick Joshua Cabrera | CCO & VICE PRESIDENT | — |
| MOORE JASON MICHAEL | CFO; CFO & CCO | — |
| HOU DENNY | MANAGER; PRINCIPAL | — |
| GARCIA ADRIAN FLORO | MANAGER; PRINCIPAL | — |
| REYNOLDS JASON RODRIGUES | CCO | — |
| CICCHETTI MATTHEW ANTHONY | CCO; DIRECTOR | — |
| Cabrera Erick Joshua | CCO & VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-03-19 | regulatory | THE COMPLAINT ALLEGED THAT ARC70 CAPITAL LLC FAILED TO DISTRIBUTE QUARTERLY POOL ACCOUNT STATEMENTS TO POOL PARTICIPANTS AND FILE OTHER REQUIRED FINANCIAL FILINGS IN A TIMELY MANNER, IN APPARENT VIOLATION OF NFA COMPLIANCE RULES 2-13(A) AND 2-46. | Final | $30K |