SPRINGS CAPITAL LIMITED
SPRINGS CAPITAL LIMITED of GRAND CAYMAN is an SEC exempt reporting adviser (CRD 288143).
Registration
- CRD: 288143
- SEC file number: 802-110338
- Type: Exempt reporting adviser
- Location: C/O CAMPBELLS CORPORATE SERVICES LIMITED, FLOOR 4, WILLOW HOUSE, CRICKET SQUARE, GRAND CAYMAN, KY1-9010
- Phone: 852-22591601/22591619
- Latest filing: 2026-03-31
Officers, owners & control persons (7)
Disclosures (3)
| Initiated | Type | Allegations | Status | Amount |
|---|
| 2016-03-17 | criminal | DUE TO A TECHNICAL OVERSIGHT, THE MANAGER INADVERTENTLY CAUSED VIOLATIONS OF THE SUBSTANTIAL HOLDINGS DISCLOSURE RULES APPLICABLE TO INVESTMENTS BY THE FUND IN SHARES OF THE COMPANY FOR CERTAIN TRADES WHICH TOOK PLACE BETWEEN SEPTEMBER 2009 AND MAY 2010. THE MANAGER SUBSEQUENTLY DETECTED THE TECHNIC… | Final | — |
More on this firm