SPRINGS CAPITAL LIMITED

SPRINGS CAPITAL LIMITED of GRAND CAYMAN is an SEC exempt reporting adviser (CRD 288143).

Registration

Officers, owners & control persons (7)

NameRoleLocation
Jun ZhaoDIRECTOR; SHAREHOLDERBeijing, F4
Jing TianDIRECTORHong Kong, K3
Anthony KamCHIEF COMPLIANCE OFFICER
ZHAO XUE JUNDIRECTOR; SHAREHOLDER
TIAN JINGDIRECTOR
LAU DAVID KIN-TAKCHIEF COMPLIANCE OFFICER
KAM ANTHONYCHIEF COMPLIANCE OFFICER; HEAD OF COMPLIANCE

Disclosures (3)

InitiatedTypeAllegationsStatusAmount
2016-03-17criminalDUE TO A TECHNICAL OVERSIGHT, THE MANAGER INADVERTENTLY CAUSED VIOLATIONS OF THE SUBSTANTIAL HOLDINGS DISCLOSURE RULES APPLICABLE TO INVESTMENTS BY THE FUND IN SHARES OF THE COMPANY FOR CERTAIN TRADES WHICH TOOK PLACE BETWEEN SEPTEMBER 2009 AND MAY 2010. THE MANAGER SUBSEQUENTLY DETECTED THE TECHNIC…Final

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