GATENS FINANCIAL, LLC

GATENS FINANCIAL, LLC is an SEC-registered investment adviser (CRD 288268). Regulatory assets under management: $40.8M.

Registration

• CRD: 288268
• Type: Registered investment adviser
• Phone: 855-695-4877
• Latest filing: 2026-03-13
• Regulatory AUM: $40.8M
• Discretionary AUM: $38.8M
• Non-discretionary AUM: $2.0M
• Clients: 2
• Accounts: 87

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 288268 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search