ALLOY INVESTMENTS ADVISORS, LLC

ALLOY INVESTMENTS ADVISORS, LLC of EAST RUTHERFORD, NJ is an SEC-registered investment adviser (CRD 288691). Regulatory assets under management: $164.8M.

Registration

CRD: 288691
SEC file number: 801-117966
Type: Registered investment adviser
Location: ONE MEADOWLANDS PLAZA,, SUITE 200, EAST RUTHERFORD, NJ, 07073
Phone: (201) 340-2820
Latest filing: 2020-03-30
Regulatory AUM: $164.8M
Discretionary AUM: $164.8M
Clients: 4
Accounts: 3

Officers, owners & control persons (4)

Name	Role	Location
SMITH SHAWN ANTHONY	CHIEF INVESTMENT OFFICER; MEMBER	—
MUKHERJEE MAYUKH M	CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER	—
KRAEMER THOMAS DAVID	CHIEF EXECUTIVE OFFICER; MANAGER AND MEMBER; MEMBER AND MANAGER	—
PUIG JAVIER	MEMBER	—

Private funds (1)

Fund	Type	Formed	Owners	Gross asset value	Min investment
ALLOY US LONG/SHORT, LP	Hedge Fund	—	25	$116.5M	$1.0M

Fund service providers (1)

administrator: OPUS FUND SERVICES

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