MADISON GLOBAL ADVISORS LLC of HAUPPAUGE, NY is an SEC-registered investment adviser (CRD 288894). Regulatory assets under management: $71.4M.
Compensation: % of AUM, Other.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| David Stanley Kaplan | CEO; INDIRECT OWNER; MANAGING MEMBER | — |
| Tariel Aminov | INDIRECT OWNER | — |
| Arik Eshel | INDIRECT OWNER | — |
| Anton Joseph Gerdes | CEO/CCO; PRESIDENT/CCO | — |
| KAPLAN DAVID STANLEY | CEO; INDIRECT OWNER | — |
| Aminov Tariel | INDIRECT OWNER | — |
| Eshel Arik | INDIRECT OWNER | — |
| GERDES ANTON JOSEPH | PRESIDENT/CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-11-05 | regulatory | THERE WERE NO ALLEGATIONS. AS A CONDITION TO THE REGISTRATION OF MADISON GLOBAL PARTNERS LLC, (MGP), WAS REQUIRED TO RESTRICT THE ACTIVITIES OF ONE OF IT'S REGISTERED REPRESENTATIVES IN MASSACHUSETTS. | Final | — |