THE WESTCHESTER GROUP, LLC is an SEC-registered investment adviser (CRD 288959). Regulatory assets under management: $187.9M.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Jennifer Jo Kielczewski | CHIEF COMPLIANCE OFFICER | — |
| William Joseph Kielczewski | PRESIDENT AND DIRECTOR OF SALES AND TRADING | — |
| KIELCZEWSKI JENNIFER JO | CHIEF COMPLIANCE OFFICER | — |
| KIELCZEWSKI WILLIAM JOSEPH | PRESIDENT AND DIRECTOR OF SALES AND TRADING | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-07-06 | regulatory | BILL KIELCZEWSKI ACCUSED OF PRIVATE PLACEMENT TRANSACTIONS | On Appeal | $50K |