KAIZEN RETIREMENT PLAN ADVISORS, LLC

KAIZEN RETIREMENT PLAN ADVISORS, LLC is an SEC-registered investment adviser (CRD 289238). Regulatory assets under management: $155.9M.

Registration

• CRD: 289238
• SEC file number: 801-130196
• Type: Registered investment adviser
• Phone: 508-850-6401
• Latest filing: 2026-02-20
• Regulatory AUM: $155.9M
• Discretionary AUM: $46.7M
• Non-discretionary AUM: $109.2M
• Clients: 1
• Accounts: 26

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: High net worth, Pensions.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 289238 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search