PLANMEMBER ASSET MANAGEMENT CORPORATION of CARPINTERIA, CA is an SEC-registered investment adviser (CRD 289591).
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Thomas Eugene Nugent | CHIEF INVESTMENT OFFICER | — |
| Jon Michael Ziehl | PRESIDENT | — |
| Terrall Joseph Janeway | EVP/CHIEF OPERATING OFFICER | — |
| Byron Francis Bowman | CHIEF LEGAL OFFICER AND SECRETARY | — |
| Sean Patrick Haley | CHIEF COMPLIANCE OFFICER | — |
| Steven R Hanson | CHIEF FINANCIAL OFFICER / FINOPS | — |
| ZIEHL JON MICHAEL | PRESIDENT | — |
| JANEWAY TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER; EVP/CHIEF OPERATING OFFICER/FINOP/CFO | — |
| MURPHY DANIEL ANTHONY | CHIEF COMPLIANCE OFFICER/VP | — |
| BOWMAN EDWARD FRANCIS | CHIEF LEGAL OFFICER AND SECRETARY | — |
| HALEY SEAN PATRICK | CHIEF COMPLIANCE OFFICER | — |
| KEMBLE WILLIAM STARR | SR. VICE PRESIDENT/CFO | — |
| NUGENT THOMAS EUGENE | CHIEF INVESTMENT OFFICER | — |
| HANSON STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |