CCB SECURITIES LIMITED of KOWLOON BAY, KOWLOON is an SEC-registered investment adviser (CRD 289781). Regulatory assets under management: $7.8M.
| Name | Role | Location |
|---|---|---|
| Ting Zhang | PORTFOLIO MANAGER | — |
| LIU DIANA C | INTERNAL CONTROL MANAGER | — |
| LOK YAN KA | CHIEF COMPLIANCE OFFICER, PORTFOLIO MANAGER AND EXECUTIVE DIRECTOR | — |
| YAN KA LOK | PORTFOLIO MANAGER | — |
| LAU CHUN SING | CHIEF COMPLIANCE OFFICER | — |