ROTH INVESTMENT MANAGEMENT, LLC

ROTH INVESTMENT MANAGEMENT, LLC is an SEC-registered investment adviser (CRD 289798). Regulatory assets under management: $11.4M.

Registration

• CRD: 289798
• Type: Registered investment adviser
• Phone: 636-432-2000
• Latest filing: 2024-03-14
• Regulatory AUM: $11.4M
• Discretionary AUM: $11.4M
• Clients: 1
• Accounts: 42

Business model

Compensation: % of AUM, Other.

Clients served: Individuals, High net worth, Charities, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 289798 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search