PROSPECT CAPITAL SERVICES, INC. of WESTFIELD, NJ is an SEC-registered investment adviser (CRD 290102). Regulatory assets under management: $190.8M.
| Name | Role | Location |
|---|---|---|
| MCCOURT MARY CAYE | CHIEF COMPLIANCE OFFICER AND PRINCIPAL; OWNER | — |
| SWINGLE MARK FREDERICK | PRINCIPAL; PRINCIPAL & CHIEF COMPLIANCE OFFICER | — |
| RICCIARDO GERALD JOHN | CHIEF COMPLIANCE OFFICER | — |
| SONG DANIEL M | PARTNER | — |
| HUYNH TIMOTHY | PARTNER | — |