WEALTH COMPASS FINANCIAL, INC.

WEALTH COMPASS FINANCIAL, INC. of CARLSBAD, CA is an SEC-registered investment adviser (CRD 290139). Regulatory assets under management: $115.4M.

Registration

• CRD: 290139
• SEC file number: 801-134778
• Type: Registered investment adviser
• Location: 5860 OWENS AVENUE, SUITE 100, CARLSBAD, CA, 92008
• Phone: 760-509-4000
• Latest filing: 2026-04-27
• Regulatory AUM: $115.4M
• Discretionary AUM: $115.3M
• Non-discretionary AUM: $147K
• Clients: 2
• Accounts: 568

Business model

Compensation: % of AUM.

Clients served: High net worth, Charities.

Officers, owners & control persons (1)

Branch offices (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 290139 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search