| 2024-05-02 | regulatory | ON MAY 2, 2024, THE HONG KONG SECURITIES AND FUTURES COMMISSION ("SFC") COMMENCED CRIMINAL PROCEEDINGS AGAINST SEGANTII CAPITAL MANAGEMENT LIMITED ("SEGANTII HK"), ITS DIRECTOR AND CHIEF INVESTMENT OFFICER, MR. SIMON SADLER, AND ONE OF ITS FORMER TRADERS. THE SFC HAS CHARGED SEGANTII HK, MR. SADLER… | Pending | — |
| 2023-12-27 | regulatory | ON DECEMBER 27, 2023, THE KOREAN SECURITIES AND FUTURES COMMISSION IMPOSED AN ADMINISTRATIVE FINE OF KRW 1,484,500,000 (~US $1,149,000) ON SEGANTII CAPITAL MANAGEMENT LIMITED ("SEGANTII HONG KONG") IN CONNECTION WITH CERTAIN HEDGING TRADES EXECUTED BY SEGANTII HONG KONG AFTER IT PURCHASED STOCK IN A… | Final | $1.1M |