BROOKLYN FI, LLC of BROOKLYN, NY is an SEC-registered investment adviser (CRD 292115). Regulatory assets under management: $563.1M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Shane Paul Mason | CO-FOUNDER; MANAGER; MANAGING MEMBER (+1 more) | — |
| Ally Ayers | CO-FOUNDER; MANAGER; MANAGING MEMBER (+1 more) | — |
| John Timothy Francis Owens | MANAGING PARTNER, & CHIEF COMPLIANCE OFFICER; MEMBER, DIRECTOR OF FINANCIAL PLANNING, & CCO; MEMBER, MANAGING PARTNER, & CHIEF COMPLIANCE OFFICER | — |
| MASON JUSTIN PAUL | MANAGING MEMBER; MEMBER, CCO | — |
| Ayers Ally | MANAGING MEMBER | — |
| Owens John Timothy Francis | DIRECTOR OF FINANCIAL PLANNING & CCO; MEMBER, DIRECTOR OF FINANCIAL PLANNING, & CCO | — |
| Daniel Beyer | MEMBER, DIRECTOR OF TAX AND ACCOUNTING | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-11-07 | regulatory | DURING THE REVIEW OF KURTIS ROHLF'S APPLICATION TO REGISTER AS AN INVESTMENT ADVISER REPRESENTATIVE IN THE STATE OF FLORIDA, THE STATE OF FLORIDA OFFICE OF FINANCIAL REGULATION MADE THE DETERMINATION THAT MR. ROHLF WAS IN VIOLATION OF CHAPTER 517 OF THE FLORIDA STATUTES DUE TO NOT BEING REGISTERED W… | Final | $9K |