HIGHROCKS WEALTH, LLC

HIGHROCKS WEALTH, LLC of SANTA FE, NM is an SEC-registered investment adviser (CRD 293842). Regulatory assets under management: $6.3M.

Registration

• CRD: 293842
• Type: Registered investment adviser
• Location: 1925 ASPEN DRIVE, SANTA FE, NM, 87505
• Phone: (505) 920-0162
• Latest filing: 2026-03-26
• Regulatory AUM: $6.3M
• Non-discretionary AUM: $6.3M
• Clients: 1
• Accounts: 27

Business model

Compensation: % of AUM, Hourly, Fixed, Other.

Clients served: Individuals, High net worth, Pensions, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 293842 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search