PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLC of BALA CYNWYD, PA is an SEC-registered investment adviser (CRD 294016). Regulatory assets under management: $61.2M.
Compensation: % of AUM, Other.
Clients served: High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Michael Anthony Galantino | OWNER, MANAGING MEMBER | — |
| Carol Scicchitano | SR. VICE PRESIDENT, CCO | — |
| SMITH LORINE ANN | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER; SOLE MEMBER, MANAGING MEMBER | — |
| GALANTINO MICHAEL ANTHONY | MANAGER; OWNER, MANAGING MEMBER; OWNER, PRESIDENT AND CCO (+1 more) | — |
| SCICCHITANO CAROL | CHIEF COMPLIANCE OFFICER; SR. VICE PRESIDENT, CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | THE PROCEEDING CHALLENGED THE ADEQUACY OF THE FIRM'S DISCLOSURE OF A SOFT DOLLAR ARRANGEMENT FROM DECEMBER 1993 UNTIL AUGUST 1995. | Final | $5K |
| — | regulatory | — | — | — |