SMITH LORINE ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH LORINE ANN appears on 22 filing roles across Form ADV (22).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CAPITAL ADVISORS, INC. | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR | TULSA, OK |
| — | Form ADV | SMITH & CO ADVISORY LLC | TRUSTEE | SPRING HILL, TN |
| — | Form ADV | HERITAGE FINANCIAL SERVICES, LLC | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | WESTWOOD, MA |
| — | Form ADV | WESTROCK ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | LITTLE ROCK, AR |
| — | Form ADV | PRUDENT INVESTORS NETWORK, INC. | CORPORATE SSECRETARY | LAKE FOREST, CA |
| — | Form ADV | NORTH SHORE INVESTMENT CONSULTING LLC | ADMINISTRATION | WILMETTE, IL |
| — | Form ADV | PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLC | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | BALA CYNWYD, PA |
| — | Form ADV | NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED | DIRECTOR | LONDON |
| — | Form ADV | PIPER SANDLER & CO. | SROP | MINNEAPOLIS, MN |
| — | Form ADV | MOERUS CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER, CFO | NEW YORK, NY |
| — | Form ADV | CENTURY CAPITAL MANAGEMENT, LLC | CHIEF FINANCIAL OFFICER | BOSTON, MA |
| — | Form ADV | BIEGEL & WALLER LLC | ASSOCIATE PORTFOLIO STRATEGIST | COLUMBIA, MD |
| — | Form ADV | PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | PHILADELPHIA PARTNERS CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | RAA WEALTH MANAGEMENT, LLC | PRESIDENT / CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | KAUFMAN & CO FINANCIAL PLANNING INC | EXECUTIVE VP | CLEVELAND, OH |
| — | Form ADV | RETIREMENT ADVISORS OF AMERICA INC | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | CHAMP VENTURES 7 MANAGEMENT PTY LTD | SHAREHOLDER | SYDNEY |
| — | Form ADV | CV INVESTMENT ADVISORS LLC | MANAGING MEMBER | WEST CONSHOHOCKEN, PA |
| — | Form ADV | 6 MERIDIAN LLC | MEMBER | WICHITA, KS |
| — | Form ADV | BRISTOL ADVISORS, LLC | PRESIDENT,CCO AND SOLE OWNER | WEST CONSHOHOCKEN, PA |
| — | Form ADV | CEDAR BROOK FINANCIAL PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | CLEVELAND, OH |