GUARDCAP ASSET MANAGEMENT LIMITED of LONDON is an SEC-registered investment adviser (CRD 297056). Regulatory assets under management: $5.9B.
Compensation: % of AUM.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| George Mavroudis | DIRECTOR | Toronto, A6 |
| Steven Andrew Ralph Bates | DIRECTOR, CHIEF INVESTMENT OFFICER | Douglas, Y8 |
| Andrew Michael Christodoulou | SHAREHOLDER | — |
| Nicholas Christodoulou | SHAREHOLDER | — |
| Stephanie Diana Christodoulou | SHAREHOLDER | — |
| Dimitris-Stavros Chryssafou-Christodoulou | SHAREHOLDER | — |
| Arieta Koshutova | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | LONDON, X0 |
| MAVROUDIS GEORGE | DIRECTOR | — |
| BATES STEVEN ANDREW RALPH | DIRECTOR, CHIEF INVESTMENT OFFICER | — |
| CHRISTODOULOU ANDREW MICHAEL | SHAREHOLDER | — |
| KOSHUTOVA ARIETA | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | — |
| CHRISTODOULOU NICHOLAS | SHAREHOLDER | — |
| CHRISTODOULOU STEPHANIE DIANA | SHAREHOLDER | — |
| CHRYSSAFOU-CHRISTODOULOU DIMITRIS-STAVROS | SHAREHOLDER | — |
| Arieta Nmn Koshutova | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2011-09-16 | civil | CLASS ACTION CLAIMING LOSSES RELATED TO THE LIQUIDATION OF PART OF THE ASSETS INTENDED TO PRODUCE RETURNS ON TWO FUNDS IN THE MIDST OF THE 2008 FINANCIAL CRISIS (ETPP AND ETGA). IN THIS MOTION, THE APPLICANT SEEKS DAMAGES AND PUNITIVE DAMAGES AGAINST: 1- DESJARDINS TRUST AS CONTRACTING PARTY AND DEP… | Pending | — |
| 2011-06-16 | civil | CLASS ACTION IN CONNECTION WITH THE LIQUIDATION OF IPS (STRATEGIC INDICES) AND IPT (TACTICAL INDICES) PRODUCTS IN THE MIDST OF THE 2008 FINANCIAL CRISIS. IN THIS MOTION, THE APPLICANT SEEKS DAMAGES AND PUNITIVE DAMAGES AGAINST: 1- DESJARDINS FINANCIAL SECURITY LIFE ASSURANCE COMPANIE ("DSF") DUE TO… | Pending | — |