EQUIAM LLC of SAN FRANCISCO, CA is an SEC exempt reporting adviser (CRD 297191).
| Name | Role | Location |
|---|---|---|
| Ziad Makkawi | FOUNDER, CHIEF EXECUTIVE OFFICER | San Francisco, CA |
| Yusef Alexandrine | CHIEF OPERATING OFFICER, CHIEF LEGAL AND COMPLIANCE OFFICER | San Francisco, CA |
| MAKKAWI ZIAD | CHIEF EXECUTIVE OFFICER; FOUNDER, CHIEF EXECUTIVE OFFICER | — |
| zic John Alan | CO-FOUNDER AND PARTNER; HEAD OF BUSINESS OPERATIONS; PARTNER | — |
| ALEXANDRINE YUSEF | CHIEF LEGAL AND COMPLIANCE OFFICER; CHIEF OPERATING OFFICER, CHIEF LEGAL AND COMPLIANCE OFFICER | — |
| John Alan Zic | CO-FOUNDER AND PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-12-07 | regulatory | ON DECEMBER 6, 2016, THE SEC AND EQUIDATE, INC. (AS WELL AS ITS THEN WHOLLY OWNED SUBSIDIARY, EQUIDATE HOLDINGS LLC), AGREED TO SETTLE CHARGES THAT EQUIDATE, LLC VIOLATED FEDERAL SECURITIES LAWS BY FAILING TO REGISTER SECURITY-BASED SWAPS THAT WERE OFFERED AND SOLD ONLINE TO SHAREHOLDERS IN PRE-IPO… | Final | $80K |