WELLINGTON-ALTUS USA INC. of WINNIPEG, MANITOBA is an SEC-registered investment adviser (CRD 297314). Regulatory assets under management: $146.2M.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Shaun Gregory Hauser | DIRECTOR | — |
| Dennis Stewner | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER; PRESIDENT AND CHIEF FINANCIAL OFFICER | — |
| Charles Douglas Spiring | SHAREHOLDER | — |
| Christopher Raffaele Corsetti | CHIEF COMPLIANCE OFFICER | — |
| Kimberly Diane Shilton | CHIEF COMPLIANCE OFFICER | — |
| Francis Henry Xavier Laferriere | PRESIDENT, WAUSA, EXECUTIVE VICE PRESIDENT, INVESTMENTS, REGULATORY AND DIGITAL STRATEGY, WAFI | — |
| ROBSON ROGER EDWARD | EXECUTIVE VICE-PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, CORPORATE SECRETARY | — |
| STOLLER DANIEL RICHARD | CHIEF OPERATING OFFICER | — |
| LAFERRIERE FRANCIS HENRY XAVIER | PRESIDENT, WAUSA, EXECUTIVE VICE PRESIDENT, DIGITAL STRATEGY & COMPLIANCE, WAFI | — |
| CHILCOTT JORDY WARREN | EXECUTIVE VICE-PRESIDENT, WEALTH STRATEGY & ENABLEMENT | — |
| SHILTON KIMBERLY DIANE | CHIEF COMPLIANCE OFFICER | — |
| Degelman Todd Curtis | DIRECTOR, VICE-CHAIR; SHAREHOLDER (100% CLASS E SHARES); TRUSTEE | — |
| Hayward Brian | DIRECTOR | — |
| Hauser Shaun Gregory | DIRECTOR; PRESIDENT; PRESIDENT, CHIEF OPERATING OFFICER | — |
| Coates Blaine William | EXECUTIVE VICE-PRESIDENT; EXECUTIVE VICE-PRESIDENT, CHIEF FINANCIAL OFFICER; TRUSTEE | — |
| SPIRING CHARLES DOUGLAS | DIRECTOR, CHAIR; SHAREHOLDER; TRUSTEE | — |
| Coates Trevor Blake George | CHIEF FINANCIAL OFFICER AND EXECUTIVE VICE-PRESIDENT; TRUSTEE | — |
| Munro Darlene Lillian | INTERIM CHIEF COMPLIANCE OFFICER | — |
| Kaner Paula Marie | EXECUTIVE VICE-PRESIDENT, CHIEF RISK OFFICER; PRESIDENT | — |
| Stewner Dennis | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | — |