SARGENT INVESTMENT GROUP, LLC

SARGENT INVESTMENT GROUP, LLC of BETHESDA, MD is an SEC-registered investment adviser (CRD 297499). Regulatory assets under management: $1.5B.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Pensions, Charities, Investment cos.

Officers, owners & control persons (16)

NameRoleLocation
Ricardo Martin RosenbergMANAGER; PRINCIPAL—
Brian Douglas McgregorCHIEF EXECUTIVE OFFICER/MANAGING MEMBER; PRINCIPAL; TRUSTEE—
Teresa Marie SchaferCHIEF COMPLIANCE OFFICER—
Christopher Neel RhyneMANAGING MEMBER; PRINCIPAL—
Nancy RosenbergTRUSTEE—
Jeremy RachlinTRUSTEE—
ROSENBERG EDWARD MARTINPARTNER; PRINCIPAL—
SCHAFER TERESA MARIECHIEF COMPLIANCE OFFICER—
SARGENT CHRISTOPHER SMITHPARTNER; PRINCIPAL—
MCGREGOR BRIAN DOUGLASPARTNER; PRINCIPAL; TRUSTEE—
RHYNE CHRISTOPHER NEELPRINCIPAL—
SORGE CHRISTINETRUSTEE—
ROSENBERG NANCYTRUSTEE—
Edward H LamadeCHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER/MEMBER—
Christopher Smith SargentMANAGER—
Laura An HespeCHIEF OPERATING OFFICER—

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
SIG ALTERNATIVES FUND, LPPrivate Equity FundDelaware17$9.8M$100K

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