SARGENT INVESTMENT GROUP, LLC

SARGENT INVESTMENT GROUP, LLC of BETHESDA, MD is an SEC-registered investment adviser (CRD 297499). Regulatory assets under management: $1.5B.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Pensions, Charities, Investment cos.

Officers, owners & control persons (16)

NameRoleLocation
Ricardo Martin RosenbergMANAGER; PRINCIPAL
Brian Douglas McgregorCHIEF EXECUTIVE OFFICER/MANAGING MEMBER; PRINCIPAL; TRUSTEE
Teresa Marie SchaferCHIEF COMPLIANCE OFFICER
Christopher Neel RhyneMANAGING MEMBER; PRINCIPAL
Nancy RosenbergTRUSTEE
Jeremy RachlinTRUSTEE
ROSENBERG EDWARD MARTINPARTNER; PRINCIPAL
SCHAFER TERESA MARIECHIEF COMPLIANCE OFFICER
SARGENT CHRISTOPHER SMITHPARTNER; PRINCIPAL
MCGREGOR BRIAN DOUGLASPARTNER; PRINCIPAL; TRUSTEE
RHYNE CHRISTOPHER NEELPRINCIPAL
SORGE CHRISTINETRUSTEE
ROSENBERG NANCYTRUSTEE
Edward H LamadeCHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER/MEMBER
Christopher Smith SargentMANAGER
Laura An HespeCHIEF OPERATING OFFICER

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