CANTON HATHAWAY LLC of PROVIDENCE, RI is an SEC-registered investment adviser (CRD 297527). Regulatory assets under management: $866.1M.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| JAMES PROCACCIANTI | DIRECTOR | CRANSTON, RI |
| Candice Amanda Lightfoot | CHIEF COMPLIANCE OFFICER | St. Augustine, FL |
| Malcolm Greene Chace | MANAGING PARTNER | — |
| Kenneth Edward Goodreau | MANAGING DIRECTOR | — |
| Nicholas Grave Trotman | MANAGING DIRECTOR | — |
| Anthony Claude Marcello | DIRECTOR OF BUSINESS DEVELOPMENT | — |
| Meghan K Crudele | CHIEF COMPLIANCE OFFICER | — |
| TROTMAN NICHOLAS GRAVE | MANAGING DIRECTOR; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| CHACE MALCOLM GREENE | MANAGING PARTNER | — |
| GOODREAU KENNETH EDWARD | MANAGING DIRECTOR | — |
| Procaccianti James | DIRECTOR | — |
| MARCELLO ANTHONY CLAUDE | DIRECTOR OF BUSINESS DEVELOPMENT | — |
| CRUDELE MEGHAN K | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-06-01 | regulatory | FAILURE TO FILE AND DELIVER FORM CRS. | Final | $25K |