FIERA CAPITAL (ASIA) HONG KONG LIMITED of HONG KONG is an SEC exempt reporting adviser (CRD 297705).
| Name | Role | Location |
|---|---|---|
| Amit Gupta | CO-CHIEF EXECUTIVE OFFICER; DIRECTOR | Miamisburg, OH |
| Rehan Talib | CHIEF FINANCIAL OFFICER | Toronto, A6 |
| Ranulph Arthur Benedict Day | HEAD OF COMPLIANCE, EMEA & ASIA | — |
| Robert Dean Petty | CO-CHIEF EXECUTIVE OFFICER; DIRECTOR | — |
| MCQUEEN MOLLY ANN | CHIEF COMPLIANCE OFFICER | — |
| PETTY ROBERT DEAN | CO-CHIEF EXECUTIVE OFFICER; MANAGING MEMBER OF RDP HOLDINGS LLC; MANAGING PARTNER (+1 more) | — |
| GUPTA AMIT | CO-CHIEF EXECUTIVE OFFICER; PARTNER; SHAREHOLDER OF ADI GP, LTD. (+1 more) | — |
| CHIANG YAO CHYE | CHIEF OPERATING OFFICER | — |
| TALIB REHAN | CHIEF FINANCIAL OFFICER | — |
| FRANZ ANDREAS NMN | HEAD OF COMPLIANCE, EUROPE & ASIA | — |
| Li Nee Foo | COMPLIANCE DIRECTOR | Singapore, U0 |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-05-14 | civil | THE COMPLAINT PRINCIPALLY RELATES TO FIERA CAPITAL CORPORATION'S ALLEGED FAILURE TO PROVIDE ADEQUATE INFORMATION CONCERNING THE LIQUIDITY OF THE CANADIAN POOLED FUNDS IN WHICH THE PLAINTIFFS ARE INVESTED, FIERA CAPITAL CORPORATION'S ALLEGED FAILURE TO PROCESS REDEMPTION REQUESTS IN A TIMELY MANNER A… | Pending | — |
| 2025-03-21 | civil | THE COMPLAINT PRINCIPALLY RELATES TO FIERA CAPITAL CORPORATION'S ALLEGED FAILURE TO PROVIDE ADEQUATE INFORMATION CONCERNING THE LIQUIDITY OF THE CANADIAN POOLED FUNDS IN WHICH THE PLAINTIFFS ARE INVESTED, THE PERFORMANCE OF SUCH POOLED FUNDS, AND FIERA CAPITAL CORPORATION'S ALLEGED FAILURE TO PROCES… | Pending | — |