LEGALIST, INC.

LEGALIST, INC. of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 297876). Regulatory assets under management: $1.9B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (11)

NameRoleLocation
Eva ShangCHIEF EXECUTIVE OFFICERSan Francisco, CA
Yingchong ShangCHIEF EXECUTIVE OFFICERSan Francisco, CA
Christian Gwilym Benedict HaighCHIEF INVESTMENT OFFICER—
Brian Thomas RiceCHIEF COMPLIANCE OFFICER; GENERAL COUNSEL—
Brian Thomas MontgomeryCHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER—
LI DANIEL CCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/DIRECTOR OF FINANCE—
SHANG YINGCHONGCHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER & PRESIDENT; CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF COMPLIANCE OFFICER—
HAIGH CHRISTIAN GWILYM BENEDICTCHIEF INVESTMENT OFFICER; CHIEF TECHNOLOGY OFFICER—
LIU XIANGYUCHIEF FINANCIAL OFFICER—
SMOLAR CURTIS EDWARDGENERAL COUNSEL—
RICE BRIAN THOMASCHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER—

Private funds (13)

FundTypeFormedOwnersGross asset valueMin investment
LEGALIST GOVERNMENT RECEIVABLES FUND, LPPrivate Equity FundDelaware187$447.0M$100K
LEGALIST FUND IV LPPrivate Equity FundDelaware192$412.9M$1.0M
LEGALIST FUND III, LPPrivate Equity FundDelaware76$267.9M$500K
LEGALIST SPV III, LPPrivate Equity FundDelaware1$103.9M$1.0M
LEGALIST DIP FUND II, LPPrivate Equity FundDelaware44$65.7M$1.0M
LEGALIST FUND II, L.P.Private Equity FundDelaware40$62.7M$500K
LEGALIST DIP OFFSHORE FUND II, LTDPrivate Equity FundCayman Islands14$58.9M$1.0M
LEGALIST DIP FUND I, LPPrivate Equity FundDelaware34$23.3M$500K
LEGALIST DIP OFFSHORE FUND I, LTDPrivate Equity FundCayman Islands5$22.7M$500K
LEGALIST DIP SPV II, LPPrivate Equity FundDelaware3$11.8M$1.0M
LEGALIST SPV II, LPPrivate Equity FundDelaware1$6.5M$3.5M
LEGALIST FUND I, L.P.Private Equity FundDelaware14$1.6M$100K
LEGALIST SPV FUND I, LPPrivate Equity FundDelaware1$6K$30.0M

Fund service providers (2)

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