SWARTZ ADVISORY LLC

SWARTZ ADVISORY LLC is an SEC-registered investment adviser (CRD 298154). Regulatory assets under management: $15.0M.

Registration

• CRD: 298154
• Type: Registered investment adviser
• Phone: 224-334-9271
• Latest filing: 2026-02-23
• Regulatory AUM: $15.0M
• Discretionary AUM: $15.0M
• Clients: 1
• Accounts: 3

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 298154 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search